Selling balms in the UK and EU: safety reports, notification and what it really involves
The Responsible Person, the safety report, the product information file, CPNP and SCPN notification, labelling and the 2026 allergen change, for small makers.
The United States regulates cosmetics mostly after they are on sale. The United Kingdom and the European Union regulate them before. That is why a maker who can legally sell a balm at an American craft fair cannot do the same in Bristol or Bruges without a named Responsible Person, a written safety assessment and a notification filed in advance.
Before you sell one tin, you need a Responsible Person established in the territory, a cosmetic product safety report signed by a qualified assessor, a product information file, and a notification through CPNP for the EU or the SCPN service for Great Britain. The safety report is per formula, and it is the main fixed cost.
Trebalm is a reference site, not a law firm, and this page is orientation rather than legal advice. Cosmetic law changes, Great Britain and the European Union are diverging, and Northern Ireland follows a different track from the rest of the United Kingdom. Read the current text of the rules that apply where you sell, and take proper advice before you commit money to packaging or stock. Last checked 6 September 2026.
There is no handmade, small batch, artisan, turnover or headcount exemption anywhere in Regulation (EC) No 1223/2009. The only scale-related relief in the whole instrument is a format concession for small packaging under Article 19. And Article 2(1)(b) counts supply "whether in return for payment or free of charge", so free samples, gifts and craft fair testers trigger the same obligations as a sale.
The framework, in one paragraph
The European Union operates Regulation (EC) No 1223/2009. Great Britain operates the same instrument as retained and amended law, the UK Cosmetics Regulation, enforced by the Office for Product Safety and Standards with local trading standards and the Cosmetic Products Enforcement Regulations 2013. Northern Ireland continues to follow the EU regulation. The substance is largely identical. What differs is who you notify, where your Responsible Person lives, and, increasingly, the annexes.
The Responsible Person
Article 4 is blunt: "Only cosmetic products for which a legal or natural person is designated within the Community as responsible person shall be placed on the market." That person carries the legal obligations, and it can be a sole trader. Manufacture in the territory and sell under your own name and you hold the role by default. Import, and the importer holds it unless it is passed on by written mandate. Rebrand somebody else's product and you become it.
The address must be a real establishment, not a mail forwarding service or a PO box, and it goes on the label. For Great Britain the UK Responsible Person has had to appear on packaging since 31 December 2022. A UK maker who wants EU customers needs a second Responsible Person established in the Union, normally bought as a service, and an EU maker selling into Great Britain needs the mirror arrangement. That is the most expensive consequence of Brexit for a small brand.
The cosmetic product safety report, and who can sign it
Article 10 requires a safety assessment before the product goes on the market, documented as the cosmetic product safety report in Annex I. It has two parts, and the split matters because you can do most of one yourself.
| Part | Item | What it means for a balm |
|---|---|---|
| A1 | Quantitative and qualitative composition | The formula in weight percent totalling 100, with INCI names and CAS numbers |
| A2 | Physical and chemical characteristics, stability | Appearance, melting behaviour, the outcome of your stability work |
| A3 | Microbiological quality | Required for every product. For an anhydrous balm, usually a low water activity justification, ISO 29621 treating products below 0.75 as low risk, but the assessor decides whether that suffices |
| A4 | Impurities, traces, packaging material | Supplier certificates, and the tube or tin shown suitable for cosmetic contact |
| A5 | Normal and foreseeable use | Including a child eating a lip balm, which is foreseeable |
| A6 and A7 | Exposure to the product and to the substances | Amount per application, frequency, area, whether it stays on, then the same arithmetic per ingredient |
| A8 | Toxicological profile | The assessor's territory, drawing on SCCS opinions |
| A9 and A10 | Undesirable effects, other information | Anything reported to you, plus studies and feedback |
| B1 to B4 | Conclusion, warnings, reasoning, credentials | The statement that the product is safe under Article 3, the warnings you must print, why the conclusion follows, and the assessor's qualification and signature |
Two misreadings of Annex I are worth heading off. First, there is no anhydrous exemption in EU law. Microbiological quality must be characterised for every product, and a water activity argument offered in place of an ISO 11930 challenge test is the assessor's professional judgement, not a legal carve-out. Second, Annex I deals explicitly with non-intended ingestion of lip products and requires a special assessment for products intended for children under three, catching nappy balms and children's lip balms.
Part B must be carried out by a person holding "a diploma or other evidence of formal qualifications awarded on completion of a university course" in "pharmacy, toxicology, medicine or a similar discipline". You cannot write it yourself unless you hold that qualification, and experience does not substitute. What you can do is prepare Part A well, because a tidy submission is cheaper to assess than a shoebox. Bring the formula, supplier specifications, packaging details, label artwork and your stability and shelf life observations, and be ready to explain the microbiological reasoning set out under do balms need preservatives.
What the safety report actually costs, structurally
We do not publish prices: they vary by assessor and country and would date within a year. The structural points are stable, and they are what you plan around.
- A safety report is per formula, not per brand or per unit. Ten tins and ten thousand tins of one recipe need one report.
- Changing an ingredient, a supplier grade or a percentage is a formula change and may reopen the assessment.
- Colour and fragrance variants of one base can often be handled as a family. Ask before you design the range.
- The cost is fixed and front-loaded, so it falls per unit as you sell. A six-recipe launch costs six times a one-recipe launch.
So a compliance budget is set by how many distinct recipes you sell, not how much you sell. One lip balm, one body balm and one salve is a different order of expense from fourteen scents on three bases. Consolidate: one well-built base carrying several fragrance or batch variations is the cheapest legal structure available.
The product information file
Article 11 requires the Responsible Person to keep a product information file, accessible at the address on the label, for ten years after the last batch was placed on the market. It holds the product description, the safety report, the manufacturing method with a statement of GMP compliance, proof of claimed effects where the claim justifies it, and animal testing data. In Great Britain it must be in English. It is not filed anywhere: you hold it and produce it on request.
The clause that catches people is "proof of the claimed effect". Say a balm lasts eight hours or suits sensitive skin and someone can ask what that rests on, since Regulation (EU) No 655/2013 requires claims to be "supported by adequate and verifiable evidence". What you may say is covered under cosmetic versus drug claims.
Notification: CPNP and SCPN
For the EU, the Responsible Person notifies each product through the Cosmetic Products Notification Portal before placing it on the market. Article 13 sets out the content: category and product name, the Responsible Person, country of origin for imports, the member state of availability, an emergency contact, nanomaterials, CMR substances and a frame formulation for poison centres.
For Great Britain the equivalent is the Submit Cosmetic Product Notifications service run by OPSS, with much the same content plus images of the label and packaging. Northern Ireland uses CPNP. Serious undesirable effects are reportable separately, to OPSS in Great Britain and to the competent authority in the EU.
Labelling under Article 19
The required elements are indelible, legible and visible: the Responsible Person's name and address; the nominal content; the date of minimum durability or, above 30 months, the period after opening as an open jar symbol; precautions for use; the batch number; the product function unless obvious; and the ingredients in INCI order under the heading "Ingredients". Imports give the country of origin, and nanomaterials are followed by "(nano)".
The 30 month rule is the one balm makers use most, because a well-made anhydrous product usually outlives that window. Above 30 months you print no date at all, only a period after opening, typically 12M or 24M for a balm, and you must be able to justify the number. Two elements the United States does not require are mandatory here: the batch number and the durability information. An American template will be wrong exactly there, and the differences are laid out under US cosmetic labelling. A consumer's-eye reading of the same panel is in reading a balm label.
The fragrance allergen change, and its dates
The framing that circulates, "26 becoming 81", is wrong at both ends. The baseline is 24 individually labelled allergens. Commission Regulation (EU) 2023/1545 of 26 July 2023 adds 45 new Annex III entries covering 56 new substances, replaces 17 existing entries and deletes 10, which leaves 80 substances across 81 entries. The thresholds are unchanged: declare individually above 0.001 percent in a leave-on product and above 0.01 percent in a rinse-off. New entries include camphor, menthol, terpineol, vanillin, lavender and peppermint, so the folk belief that true lavender never has to be declared is false.
One date has already gone. Non-compliant products could be placed on the Union market until 31 July 2026, now passed, and stock already on the market may be made available until 31 July 2028. Anything new for the EU must carry the expanded declarations today.
This matters to anyone using essential oils, because natural oils carry these allergens inherently: linalool, limonene, geraniol and citral are constituents, not additives. You need composition data from your supplier to declare them, another reason to buy from suppliers who publish full specifications, as argued under sourcing ingredients. Great Britain has not adopted 2023/1545 as at September 2026, and the proof is an absence: the GB Annex III stops at entry 325 and no amending instrument adds the rest. GB numbering already diverges from the EU list, so entry numbers are not interchangeable, and Northern Ireland stays under EU law. A shared UK and EU label is harder than it looks.
The Annex III limits that actually bite on balms
Most of Annex III is irrelevant to an anhydrous product. These entries are not. On names first: "Omnibus VII, VIII and IX" is not Commission nomenclature but trade shorthand that maps onto nothing official, so cite regulation numbers.
| Substance | Limit | Notes |
|---|---|---|
| Methyl salicylate | 0.06% leave-on, 0.03% lip | Entry 324. Not for children under 6. Wintergreen and sweet birch oils are 85 to 99 percent methyl salicylate, so muscle rubs are the high risk case |
| Citral | 0.11% lip, 0.15% leave-on | Regulation (EU) 2026/909. Not placed from 1 January 2027, not made available from 1 July 2028, lemongrass and litsea being 40 to 80 percent citral |
| Salicylic acid | 0.5% lip, 2.0% other | Entry 98. Not for children under 3 |
| Retinol | 0.05% body lotion, 0.3% other leave-on | Entry 376, Regulation (EU) 2024/996, as retinol equivalent |
| Hexyl salicylate | 0.3% leave-on, 0.1% under-3s | Entry 380, Regulation (EU) 2026/78 |
| BMHCA (Lilial) | Prohibited | Annex II entry 1666, with no sell-through period |
| Terpenes and terpenoids | Peroxide value below 10 mmol/L | Entries 129 and 130, limonene at entry 88 below 20 mmol/L. A specification on the oil, not a use level |
One prohibition is misquoted more than the rest. Annex II entry 904 does not ban petrolatum outright: it prohibits it except where the full refining history is known and the source can be shown not to be a carcinogen, so refined cosmetic grade is permitted. "Petrolatum is banned in the EU" is half true and misleading. In practice your supplier must document the refining history of the grade you buy, as discussed under petrolatum and mineral oil.
Good manufacturing practice
Article 8 requires manufacture in accordance with good manufacturing practice, and compliance is presumed where you follow the only harmonised standard, EN ISO 22716:2007. Certification against it is voluntary: nobody has to audit you, and no certificate is required to sell. The standard is about documented process rather than equipment: defined premises and cleaning, raw materials with acceptance criteria, batch records linking finished units to materials, trained personnel, returns and complaints, internal audit. A domestic workshop satisfies it if the paperwork exists, and fails if it does not. The starting points are under workshop hygiene and, for the material side, rancidity and oxidation.
From formula to first sale
| Step | Output |
|---|---|
| 1. Freeze the formula | Weight percentages totalling 100, INCI names, supplier grades |
| 2. Collect documentation | Specifications for every raw material, plus packaging suitability |
| 3. Check the Annexes | Nothing from Annex II, restrictions in Annex III respected, colourants from IV, preservatives from V, UV filters from VI |
| 4. Run stability and compatibility | Observations over time and temperature in the actual pack, supporting the durability claim |
| 5. Establish the Responsible Person | A named person or company with a real address in the territory |
| 6. Commission the safety report | Part A assembled by you, Part B signed by the assessor |
| 7. Build the product information file | Held at the label address, in English for Great Britain, kept ten years after the last batch |
| 8. Finalise labelling | Article 19 elements, allergen declarations, any warnings the assessor specified |
| 9. Notify | CPNP for the EU and Northern Ireland, SCPN for Great Britain, before sale |
| 10. Sell, and keep records | Batch records, complaints log, a route for reporting serious undesirable effects |
An honest reading of the burden
The system is not designed to keep small makers out, but it does not accommodate them either: no threshold, no craft exemption, no simplified route. Against that, the recurring cost after launch is low, because the heavy items are once per formula or once per year rather than per unit.
So the decision that determines viability is made before any of it: how many recipes you sell. Cut the range, buy better documentation from fewer suppliers, and put the saving into a base good enough to carry variants. If you are tempted to add a sun protection claim, read SPF in lip balm first, because that one claim moves you into a testing regime that dwarfs everything on this page.
Frequently asked questions
Can I sell handmade balms in the UK without a safety assessment?
No. Under the UK Cosmetics Regulation every product must have a cosmetic product safety report prepared before it is made available to consumers, and the assessment part must be written by a qualified safety assessor. There is no hobby exemption, no craft fair exemption and no threshold below which it stops applying. Selling a single tin at a market engages the same requirements as a national launch.
Who is allowed to write a cosmetic product safety report?
Part B, the assessment itself, must be carried out by a person holding a diploma or equivalent formal qualification from a university course of theoretical and practical study in pharmacy, toxicology, medicine or a similar discipline. Part A, the safety information, is assembled by the responsible person, and a careful maker can put most of it together themselves before handing it over.
How much does a cosmetic product safety report cost?
Trebalm does not publish prices, because they vary by assessor, country and complexity, and any figure would date. The structural fact that matters is that a safety report is priced per formula, not per product line, so it is a fixed cost you pay once per recipe and then amortise over every unit you sell. That is why keeping the number of distinct formulas small is the single biggest lever on your compliance budget.
What is CPNP and do I have to use it?
The Cosmetic Products Notification Portal is the European Commission's central database. The responsible person must notify each product there before placing it on the EU market, giving the product identity, their own details, the country of origin, nanomaterial and CMR content, and a frame formulation for poison centres. Great Britain uses a separate service, Submit Cosmetic Product Notifications, run by the Office for Product Safety and Standards.
Do I need a Responsible Person in both the UK and the EU?
Yes, if you sell in both. The responsible person must be established in the territory concerned: in the UK for the Great Britain market, and in the Union for the EU market. Northern Ireland follows the EU rules, so a responsible person there must be established in Northern Ireland or the EU. A UK maker selling into the EU therefore needs an EU-based responsible person, which is usually a paid service.
When do the new fragrance allergen labelling rules apply?
Regulation (EU) 2023/1545 expands the Annex III list of individually named fragrance allergens from 24 substances to 80, across 81 entries, by adding 45 entries covering 56 new substances. Products that do not comply could be placed on the Union market until 31 July 2026, and stock already on the market may be made available until 31 July 2028. The first of those dates has now passed, so new EU products must carry the expanded declarations.
Does my kitchen count as a compliant manufacturing site?
It can, but you have to show it. Manufacture must be in accordance with good manufacturing practice, and compliance is presumed if you follow the harmonised standard, EN ISO 22716. That standard is about documented process, cleaning, traceability and records rather than about stainless steel, so a domestic kitchen with a written cleaning schedule, batch records and separated storage is a defensible starting point.
Sources and further reading
- European Parliament and Council, Regulation (EC) No 1223/2009 on cosmetic products, Articles 4, 8, 10, 11, 13 and 19 and Annex I, Official Journal L 342, 22.12.2009.
- European Commission, Commission Regulation (EU) 2023/1545 of 26 July 2023 as regards labelling of fragrance allergens in cosmetic products, Official Journal L 188, 27.7.2023.
- European Commission, Implementing Decision 2013/674/EU on guidelines on Annex I to Regulation (EC) No 1223/2009, Official Journal L 315, 26.11.2013.
- Office for Product Safety and Standards, Making cosmetic products available to consumers in Great Britain, GOV.UK.
- Office for Product Safety and Standards, Submit a cosmetic product notification, GOV.UK.
- European Commission, Regulation (EU) No 655/2013 laying down common criteria for the justification of claims used in relation to cosmetic products, Official Journal L 190, 11.7.2013.
- International Organization for Standardization, EN ISO 22716, Cosmetics, Good Manufacturing Practices (GMP), Guidelines on Good Manufacturing Practices, 2007.
Reviewed and updated 6 September 2026. Spotted an error? Tell us and we will fix and log it.